On behalf of our clients and the public, we have researched and found that the below legal research links are a practical and informative electronic library.
- SEC – www.sec.gov
- FINRA – www.finra.org
- Brokercheck – www.finra.org/Investors/ToolsCalculators/BrokerCheck/
- FINRA Arbitration Awards – www.finra.org/ArbitrationandMediation/FormsTools/p018127
- State Securities Regulators
- Alliance for Investor Education
- Investor Protection Trust